DFX Intelligence

L••• C•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

L••• C•••••• L••••

Advisor at F••• L••

GUAYNABO, PR

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Search this name across graphsid dfx:ria:6ea37e1d-7906-03df-8c1e-61d5efb3140a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• L••	Mixed wealth	Nov 30, 2022	n/a	yes	GUAYNABO, PR	Current employment
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Sep 16, 2016	Nov 21, 2022	no	Guaynabo, PR\|FAIRFIELD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• J• S••• C•••••• M••••••••• I•••	F••• L••	Nov 21, 2022	Nov 30, 2022	9	Firm change	RIA to RIA
S•••••••• S•••••••••	H•••••• J• S••• C•••••• M••••••••• I•••	Feb 17, 2016	Sep 16, 2016

Relationships

Registered with (3)

→ F••• L••Registered adviserregistration: current employment
Nov 30, 2022 to presentfactForm ADV
→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2016 to Nov 21, 2022factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Mar 23, 2010 to Feb 17, 2016factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ea37e1d-7906-03df-8c1e-61d5efb3140a
First observed: Mar 23, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.