DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

Heather Laurel Schara

Advisor at PFG ADVISORS

ALBUQUERQUE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ea71a70-d460-22be-70ed-2c9b75e78049

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Apr 24, 1998
First registration: Feb 21, 2008
Dual registered: no
Other names: HEATHER LAUREL WENDELL|HEATHER LAUREL DUHAIME|Heather L Schara|HEATHER LAUREL WENDELL
IAPD individual key: 3014338

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Apr 18, 2018	n/a	yes	ALBUQUERQUE, NM	Current employment
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Feb 25, 2013	Jan 2, 2019	no	ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|Clancy, MT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 6, 2013	no	Albuquerque, NM	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Feb 21, 2008	Jun 1, 2009	no	ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUE FINANCIAL GROUP, INC.	PFG ADVISORS	Jan 2, 2019	Apr 18, 2018	-259	Firm change after gap	RIA to RIA
MORGAN STANLEY	CUE FINANCIAL GROUP, INC.	Mar 6, 2013	Feb 25, 2013	-9	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PFG ADVISORSRegistered adviserregistration: current employment
Apr 18, 2018 to presentfactForm ADV
→ CUE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 25, 2013 to Jan 2, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 6, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Feb 21, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.