DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ANNETTE LOUISE SCHIAVONE

Advisor at MORGAN STANLEY

PURCHASE, NY | BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6eb49c2f-342e-2cb3-254c-ddfc1a6d8223

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 21, 2004
First registration: Aug 31, 2004
Dual registered: yes, broker-dealer
Other names: ANNETTE SCHIAVONE
IAPD individual key: 4815949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 10, 2012	n/a	yes	BALTIMORE, MD\|PURCHASE, NY	Current employment
OSAIC FA, INC.	Former SEC adviser	Nov 11, 2011	Sep 13, 2012	no	ELLICOTT CITY, MD\|VIENNA, VA	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Feb 13, 2009	Oct 6, 2011	no	BEDMINSTER, NJ	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Nov 2, 2007	Nov 25, 2008	no	PARSIPPANY, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 26, 2007	Sep 7, 2007	no	ELKRIDGE, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 31, 2004	Aug 7, 2006	no	LUTHERVILLE, MD\|LUTHERVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	MORGAN STANLEY	Sep 13, 2012	Dec 10, 2012	88	Firm change	Other
IC ADVISORY SERVICES, INC.	OSAIC FA, INC.	Oct 6, 2011	Nov 11, 2011	36	Firm change	Other
GOLDMAN SACHS WEALTH SERVICES, L.P.	IC ADVISORY SERVICES, INC.	Nov 25, 2008	Feb 13, 2009	80	Firm change	Other
MSI FINANCIAL SERVICES, INC.	GOLDMAN SACHS WEALTH SERVICES, L.P.	Sep 7, 2007	Nov 2, 2007	56	Firm change	Other
MORGAN STANLEY DW INC.	MSI FINANCIAL SERVICES, INC.	Aug 7, 2006	Jan 26, 2007	172	Firm change	Other

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Dec 10, 2012 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 11, 2011 to Sep 13, 2012factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2009 to Oct 6, 2011factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Nov 2, 2007 to Nov 25, 2008factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 26, 2007 to Sep 7, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 31, 2004 to Aug 7, 2006factForm ADV

Dated events

No dated event names this entity yet.