RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• L••••• S••••••••
- M••••• S•••••• wirehouse currentsince Dec 10, 2012 · Baltimore, Md
- O•••• F•• I••• formerNov 11, 2011 to Sep 13, 2012 · Ellicott City, Md
- I• A••••••• S•••••••• I••• formerFeb 13, 2009 to Oct 6, 2011 · Bedminster, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedNov 2, 2007 to Nov 25, 2008 · Parsippany, Nj
- M•• F•••••••• S•••••••• I••• formerJan 26, 2007 to Sep 7, 2007 · Elkridge, Md
- M••••• S•••••• D• I••• unclassifiedAug 31, 2004 to Aug 7, 2006 · Lutherville, Md
- O•••• F•• I••• to M••••• S••••••left Sep 13, 2012, registered Dec 10, 2012 (88 days) · Other
- I• A••••••• S•••••••• I••• to O•••• F•• I•••left Oct 6, 2011, registered Nov 11, 2011 (36 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to I• A••••••• S•••••••• I•••left Nov 25, 2008, registered Feb 13, 2009 (80 days) · Other
- M•• F•••••••• S•••••••• I••• to G•••••• S•••• W••••• S•••••••• L•••left Sep 7, 2007, registered Nov 2, 2007 (56 days) · Other
- M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••left Aug 7, 2006, registered Jan 26, 2007 (172 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address