DFX Intelligence

B•••• L••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

B•••• L••••• D•••••••

Advisor at F•••••••• A••••••• N••••••• I•••

TUSTIN, CA

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Search this name across graphsid dfx:ria:6eb73497-153b-a853-3818-113e2359ac54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• N••••••• I•••	Independent wealth	Sep 25, 2015	n/a	yes	TUSTIN, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 2, 2014	Apr 21, 2016	no	TUSTIN, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F•••••••• A••••••• N••••••• I•••	Apr 21, 2016	Sep 25, 2015	-209	Firm change after gap	Other

Relationships

Registered with (2)

→ F•••••••• A••••••• N••••••• I•••Registered adviserregistration: current employment
Sep 25, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2014 to Apr 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6eb73497-153b-a853-3818-113e2359ac54
First observed: Dec 2, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.