DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FINANCIAL ADVISORS NETWORK, INC.

CRD 152083

TUSTIN, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eef46d42-57e0-2cd0-b430-d66129456725

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 3
On other graphs: 0
Observed: Mar 14, 2012 to Mar 30, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $85.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,992
Individual clients: 488
High net worth clients: 328
Custody, client assets: $3.5M
SEC number: 801-74613
CIK: 1697856
CRD: 152083
Filings on the tape: 46
First filed: Mar 14, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROD HUNDLEY KAMPS	Certified Financial Planner	TUSTIN, CA	13	33	3	no
BRIAN LEAMAN DOUGLASS	Certified Financial Planner	TUSTIN, CA	10	11	1	no
SPENSER VIRGIL MESSMORE	n/a	TUSTIN, CA	10	10	n/a	no
ROHAN NAKRANI	n/a	Tustin, CA	9	10	n/a	no
GABRIELLA ELISA KEEFER	n/a	Tustin, CA	7	18	n/a	no
Nathan Huff Taccini	n/a	TUSTIN, CA	7	10	1	no
JOSEPH ABRAHAM PENCE	Chartered Financial Consultant	TUSTIN, CA	6	20	3	no
Nicole T Oswalt	n/a	TUSTIN, CA	1	10	1	no
DAVID C REITER	n/a	TUSTIN, CA	1	13	n/a	no
John William Harney	n/a	TUSTIN, CA	1	11	n/a	no
Maxwell Martin Gray	n/a	TUSTIN, CA	1	10	n/a	no
Zachary Cliff McAlister	n/a	TUSTIN, CA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAMPS ASSET MANAGEMENT PLANNING	Owner	E	yes	09/2011	Mar 30, 2026	Mar 30, 2026
KAMPS, ROD, HUNDLEY	President	Na	yes	09/2011	Mar 30, 2026	Mar 30, 2026
KAMPS 2002 FAMILY TRUST	Owner	E	yes	09/2011	Mar 14, 2012	Mar 28, 2024
KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. D.B.A. KAMPS, INC.	Owner	E	yes	09/2011	Mar 14, 2012	Mar 28, 2024
KAMPS, ROD, HUNDLEY	TRUSTEE & BENEFICIARY TO THE TRUST	E	yes	06/2002	Mar 14, 2012	Mar 28, 2024
DOUGLASS, BRIAN, LEAMAN	CHIEF COMPLIANCE OFFICER	Na	no	01/2017	Mar 30, 2026	Mar 30, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FAN TAX PLANNING GROUP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.1B	$1.0B	22	12	1	n/a	n/a
2024	Mar 27, 2025	$954M	$885M	13	11	1	n/a	n/a
2023	Mar 28, 2024	$799M	$731M	13	11	1	n/a	n/a
2022	Mar 31, 2023	$614M	$490M	13	11	1	n/a	n/a
2021	Feb 23, 2022	$658M	$610M	12	10	1	n/a	n/a
2020	Mar 31, 2021	$409M	$365M	12	8	1	n/a	n/a
2019	Mar 24, 2020	$375M	$357M	13	5	1	n/a	n/a
2018	Mar 28, 2019	$286M	$273M	8	6	1	n/a	n/a
2017	Mar 23, 2018	$268M	$261M	8	5	1	n/a	n/a
2016	Mar 28, 2017	$203M	$203M	6	5	n/a	n/a	n/a
2015	Jan 18, 2016	$169M	$169M	5	5	n/a	n/a	n/a
2014	Feb 18, 2015	$166M	$166M	3	3	n/a	n/a	n/a
2013	Feb 11, 2014	$141M	$141M	5	3	n/a	n/a	n/a
2012	Mar 21, 2013	$133M	$133M	8	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$954M	15.9%	$614M	21.7%	22	13	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jul 1, 2016	Sep 1, 2016	TUSTIN, CA	Team lift out	Other	0.0%

Relationships

Registered with (21)

← Zachary Cliff McAlisterAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← Maxwell Martin GrayAdvisorregistration: current employment
Jul 29, 2025 to presentfactForm ADV
← John William HarneyAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← DAVID C REITERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Nicole T OswaltAdvisorregistration: current employment
Oct 2, 2024 to presentfactForm ADV
← Tyler Allen ThompkinsAdvisorregistration: current employment
Nov 28, 2022 to presentfactForm ADV
← JOSEPH ABRAHAM PENCEAdvisorregistration: previous registration
Sep 1, 2016 to May 30, 2018factForm ADV
← Nathan Huff TacciniAdvisorregistration: current employment
Jan 17, 2019 to presentfactForm ADV
← GABRIELLA ELISA KEEFERAdvisorregistration: current employment
Oct 30, 2018 to presentfactForm ADV
← ROHAN NAKRANIAdvisorregistration: current employment
Sep 22, 2016 to presentfactForm ADV
← SPENSER VIRGIL MESSMOREAdvisorregistration: current employment
May 9, 2016 to presentfactForm ADV
← BRIAN LEAMAN DOUGLASSAdvisorregistration: current employment
Sep 25, 2015 to presentfactForm ADV
← ROD HUNDLEY KAMPSAdvisorregistration: previous registration
Mar 9, 2010 to Dec 31, 2010factForm ADV
← Jordan Michael SandferAdvisorregistration: previous registration
Mar 27, 2024 to Dec 20, 2024factForm ADV
← YASASRI UMESHA WEERASURIYAAdvisorregistration: previous registration
Mar 8, 2016 to Jan 7, 2019factForm ADV
← JOSEPH JING-TING LUAdvisorregistration: previous registration
Apr 30, 2015 to Mar 28, 2017factForm ADV
← AMY LYNN MOOREAdvisorregistration: previous registration
Sep 18, 2015 to Jul 6, 2016factForm ADV
← JAMES ROBERT ALLENAdvisorregistration: previous registration
Jul 29, 2015 to Sep 8, 2015factForm ADV
← JACOB AARON GREENBERGAdvisorregistration: previous registration
Jun 7, 2013 to May 29, 2015factForm ADV
← JESSE CHARLES COXAdvisorregistration: previous registration
Jan 14, 2011 to May 16, 2013factForm ADV
← RYAN BYRON MCGUIREAdvisorregistration: previous registration
Jan 14, 2011 to Feb 2, 2012factForm ADV

Owns (1)

← DOUGLASS, BRIAN, LEAMANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2017 to Mar 28, 2024factForm ADV

Controls (3)

← KAMPS, ROD, HUNDLEYOwnerTRUSTEE & BENEFICIARY TO THE TRUST, ownership code E, individual
Mar 14, 2012 to Mar 28, 2024factForm ADV
← KAMPS 2002 FAMILY TRUSTOwnerOWNER, ownership code E, domestic entity
Mar 14, 2012 to Mar 28, 2024factForm ADV
← KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. D.B.A. KAMPS, INC.OwnerOWNER, ownership code E, domestic entity
Mar 14, 2012 to Mar 28, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jul 1, 2016 to Sep 1, 2016factForm ADV

Dated events

Occurred
Dec 20, 2024
Advisor changed firm
Jordan Michael Sandfer left Financial Advisors Network, Inc. for Hightower Advisors, Llc (registered 2025-01-16)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Financial Advisors Network, Inc. reported RAUM $799.1M, up 30% from $613.9M (2023-03-31 to 2024-03-28)
Form ADVobserved 6 days ago
$185M
Occurred
Feb 23, 2022
Regulatory AUM changed
Financial Advisors Network, Inc. reported RAUM $657.7M, up 61% from $408.6M (2021-08-26 to 2022-02-23)
Form ADVobserved 6 days ago
$249M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eef46d42-57e0-2cd0-b430-d66129456725
First observed: Mar 14, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL ADVISORS NETWORK, INC.

CRD 152083

TUSTIN, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eef46d42-57e0-2cd0-b430-d66129456725

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROD HUNDLEY KAMPS

Certified Financial Planner

TUSTIN, CA

BRIAN LEAMAN DOUGLASS

Certified Financial Planner

TUSTIN, CA

SPENSER VIRGIL MESSMORE

n/a

TUSTIN, CA

n/a

ROHAN NAKRANI

n/a

Tustin, CA

n/a

GABRIELLA ELISA KEEFER

n/a

Tustin, CA

n/a

Nathan Huff Taccini

n/a

TUSTIN, CA

JOSEPH ABRAHAM PENCE

Chartered Financial Consultant

TUSTIN, CA

Nicole T Oswalt

n/a

TUSTIN, CA

DAVID C REITER

n/a

TUSTIN, CA

n/a

John William Harney

n/a

TUSTIN, CA

n/a

Maxwell Martin Gray

n/a

TUSTIN, CA

n/a

Zachary Cliff McAlister

n/a

TUSTIN, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAMPS ASSET MANAGEMENT PLANNING

Owner

yes

09/2011

Mar 30, 2026

KAMPS, ROD, HUNDLEY

President

yes

09/2011

Mar 30, 2026

KAMPS 2002 FAMILY TRUST

Owner

yes

09/2011

Mar 14, 2012

Mar 28, 2024

KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. D.B.A. KAMPS, INC.

Owner

yes

09/2011

Mar 14, 2012

Mar 28, 2024

KAMPS, ROD, HUNDLEY

TRUSTEE & BENEFICIARY TO THE TRUST

yes

06/2002

Mar 14, 2012

Mar 28, 2024

DOUGLASS, BRIAN, LEAMAN

CHIEF COMPLIANCE OFFICER

01/2017

Mar 30, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FAN TAX PLANNING GROUP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.1B

$1.0B

n/a

2024

Mar 27, 2025

$954M

$885M

n/a

2023

Mar 28, 2024

$799M

$731M

n/a

2022

Mar 31, 2023

$614M

$490M

n/a

2021

Feb 23, 2022

$658M

$610M

n/a

2020

Mar 31, 2021

$409M

$365M

n/a

2019

Mar 24, 2020

$375M

$357M

n/a

2018

Mar 28, 2019

$286M

$273M

n/a

2017

Mar 23, 2018

$268M

$261M

n/a

2016

Mar 28, 2017

$203M

n/a

2015

Jan 18, 2016

$169M

n/a

2014

Feb 18, 2015

$166M

n/a

2013

Feb 11, 2014

$141M

n/a

2012

Mar 21, 2013

$133M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$954M

15.9%

$614M

21.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jul 1, 2016

Sep 1, 2016

TUSTIN, CA

Team lift out

Other

0.0%