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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JAMES DANIEL LANDERS

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nashville, TN

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Search this name across graphsid dfx:ria:6eb92fc4-dc8c-f969-741b-57f2cf0b9dfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 20, 2002
First registration: Jan 9, 2004
Dual registered: yes, broker-dealer
Other names: JIM LANDERS|JAMES DANIEL LANDERS|JAMES DANIEL LANDERS
IAPD individual key: 4545380

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 16, 2014	n/a	yes	Nashville, TN	Current employment
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 15, 2013	Sep 30, 2013	no	ST CLOUD, MN\|FRANKLIN, TN\|BRENTWOOD, TN	Previous registration
MORGAN STANLEY	Wirehouse	Oct 14, 2011	Dec 3, 2012	no	Nashville, TN\|Nashville, TN	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Aug 31, 2007	Oct 24, 2011	no	NASHVILLE, TN\|NASHVILLE, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 9, 2004	Sep 10, 2007	no	NASHVILLE, TN\|NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT SERVICES LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 30, 2013	Jan 16, 2014	108	Firm change	Other
MORGAN STANLEY	CETERA INVESTMENT SERVICES LLC	Dec 3, 2012	Jan 15, 2013	43	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	MORGAN STANLEY	Oct 24, 2011	Oct 14, 2011	-10	Firm change	Other
UBS FINANCIAL SERVICES INC.	MORGAN KEEGAN & COMPANY, LLC	Sep 10, 2007	Aug 31, 2007	-10	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 16, 2014 to presentfactForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 15, 2013 to Sep 30, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 14, 2011 to Dec 3, 2012factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Aug 31, 2007 to Oct 24, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 9, 2004 to Sep 10, 2007factForm ADV

Dated events

No dated event names this entity yet.