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RIA / WealthAdvisor34 years in industry

RONALD JAMES BARTON

Advisor at LIGHTHOUSE WEALTH STRATEGIES, LLC

GIG HARBOR, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIGHTHOUSE WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 5, 1991
First registration: Jun 13, 2000
Dual registered: no
Other names: Ron Barton
IAPD individual key: 2191276

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIGHTHOUSE WEALTH STRATEGIES, LLC	Independent wealth	Feb 21, 2019	n/a	yes	GIG HARBOR, WA	Current employment
SOWELL MANAGEMENT	Independent wealth	Sep 5, 2017	Mar 25, 2021	no	Gig Harbor, WA\|NORTH LITTLE ROCK, AR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 16, 2009	Jun 19, 2017	no	TACOMA, WA\|BELLEVUE, WA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jan 20, 2009	no	GIG HARBOR, WA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 7, 2004	Apr 2, 2007	no	GIG HARBOR, WA\|GIG HARBOR, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 13, 2000	Sep 23, 2004	no	SILVERDALE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOWELL MANAGEMENT	LIGHTHOUSE WEALTH STRATEGIES, LLC	Mar 25, 2021	Feb 21, 2019	-763	Firm change after gap	Other
WELLS FARGO ADVISORS	SOWELL MANAGEMENT	Jun 19, 2017	Sep 5, 2017	78	Firm change	Other
MORGAN STANLEY & CO. LLC	WELLS FARGO ADVISORS	Jan 20, 2009	Jan 16, 2009	-4	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Sep 23, 2004	Sep 7, 2004	-16	Firm change	Other

Relationships

Registered with (6)

→ LIGHTHOUSE WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Feb 21, 2019 to presentfactForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
Sep 5, 2017 to Mar 25, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 16, 2009 to Jun 19, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jan 20, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 7, 2004 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 13, 2000 to Sep 23, 2004factForm ADV

Dated events

No dated event names this entity yet.