DFX Intelligence

J••• D•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J••• D•••• P•••••••

Advisor at H••••••• A••••••••• I••

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:6ec96983-d3a7-4370-11ee-6c517587fdcc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• A••••••••• I••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Apr 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• A••••••••• I••	Other adviser	Jan 2, 2019	n/a	yes	BIRMINGHAM, AL	Current employment
R•••••• I••••••••• M••••••••• I•••	Other adviser	Jan 18, 2008	Oct 31, 2018	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I••••••••• M••••••••• I•••	H••••••• A••••••••• I••	Oct 31, 2018	Jan 2, 2019	63	Channel change	Other
A•••••• A•••• M••••••••• I•••	R•••••• I••••••••• M••••••••• I•••	Jan 29, 2008	Jan 18, 2008

Relationships

Registered with (3)

→ H••••••• A••••••••• I••Registered adviserregistration: current employment
Jan 2, 2019 to presentfactForm ADV
→ R•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 18, 2008 to Oct 31, 2018factForm ADV
→ A•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2005 to Jan 29, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ec96983-d3a7-4370-11ee-6c517587fdcc
First observed: Apr 13, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.