RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- H••••••• A••••••••• I•• other currentsince Jan 2, 2019 · Birmingham, Al
- R•••••• I••••••••• M••••••••• I••• otherJan 18, 2008 to Oct 31, 2018 · Birmingham, Al
- A•••••• A•••• M••••••••• I••• unclassifiedApr 13, 2005 to Jan 29, 2008 · Birmingham, Al
- R•••••• I••••••••• M••••••••• I••• to H••••••• A••••••••• I••left Oct 31, 2018, registered Jan 2, 2019 (63 days) · channel change inside one enterprise, not a move
- A•••••• A•••• M••••••••• I••• to R•••••• I••••••••• M••••••••• I•••left Jan 29, 2008, registered Jan 18, 2008 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address