DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 9, 2026 | n/a | yes | PALM BEACH GARDENS, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 24, 2025 | Aug 31, 2026 | no | ORMOND BEACH, FL | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | May 13, 2025 | Jun 16, 2025 | no | Fort Lauderdale, FL|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 31, 2026 | Sep 9, 2026 | 9 | Firm change | Wirehouse to wirehouse |
| THRIVENT INVESTMENT MANAGEMENT INC. | MORGAN STANLEY | Jun 16, 2025 | Jul 24, 2025 | 38 | Firm change | Ibd to wirehouse |