DFX Intelligence

E••••••• S••••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

E••••••• S••••••• P••••

Advisor at K••••• A•••••••• I•••

Harmony, FL | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:6ed1593d-11f2-b03d-31df-21ebb186f6b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 13, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	Harmony, FL\|FT. LAUDERDALE, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Dec 19, 2024	Apr 29, 2026	no	KISSIMMEE, FL\|ST. CLOUD, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	K••••• A•••••••• I•••	Apr 29, 2026	Jul 20, 2026	82	Firm change	Ibd to ibd
N•• A•••• M••••••••• L••	C••••• I••••••••• A••••••• L••	Dec 16, 2024	Dec 19, 2024

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 19, 2024 to Apr 29, 2026factForm ADV
→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2018 to Dec 16, 2024factForm ADV

Dated events

Occurred
Apr 29, 2026
Advisor changed firm
E••••••• S••••••• P•••• left C••••• I••••••••• A••••••• L•• for K••••• A•••••••• I••• (registered 2026-07-20)
Form ADVobserved 7 days ago
Occurred
Dec 16, 2024
Advisor changed firm
E••••••• S••••••• P•••• left N•• A•••• M••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-12-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ed1593d-11f2-b03d-31df-21ebb186f6b9
First observed: Apr 13, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.