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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

BRADLEY MICHAEL RODGERS

Advisor at CHARLES SCHWAB & CO., INC.

Coral Gables, FL | Sarasota, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ee185b1-78cd-0cdc-81db-58e0ab27adc8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 19, 2014
First registration: Dec 16, 2014
Dual registered: yes, broker-dealer
Other names: BRAD RODGERS
IAPD individual key: 6332177

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 27, 2022	n/a	yes	Coral Gables, FL\|Sarasota, FL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 16, 2014	Sep 7, 2023	no	FORT WORTH, TX\|Southlake, TX\|THE VILLAGES, FL\|Nashville, TN\|Sarasota, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 16, 2014	Oct 14, 2022	no	Westlake, TX\|FORT WORTH, TX\|OMAHA, NE\|WestLake, TX\|The Villages, FL\|Nashville, TN\|Sarasota, FL\|Coral Gables, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 27, 2022	-588	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Dec 16, 2014	-2,859	Bulk transfer	Other

Relationships

Registered with (3)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 16, 2014 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 16, 2014 to Oct 14, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ee185b1-78cd-0cdc-81db-58e0ab27adc8
First observed: Dec 16, 2014
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRADLEY MICHAEL RODGERS

Advisor at CHARLES SCHWAB & CO., INC.

Coral Gables, FL | Sarasota, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ee185b1-78cd-0cdc-81db-58e0ab27adc8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CHARLES SCHWAB & CO., INC.

National bd RIA

Jan 27, 2022

n/a

yes

Coral Gables, FL|Sarasota, FL

Current employment

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Dec 16, 2014

Sep 7, 2023

FORT WORTH, TX|Southlake, TX|THE VILLAGES, FL|Nashville, TN|Sarasota, FL

Previous registration

TD AMERITRADE, INC.

Former SEC adviser

Dec 16, 2014

Oct 14, 2022

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

Sep 7, 2023

Jan 27, 2022

-588

Bulk transfer

RIA to ibd

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Oct 14, 2022

Dec 16, 2014

-2,859

Bulk transfer

Other