DFX Intelligence

B•••• K•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

B•••• K•••• S•••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

BEND, OR | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:6ee40c38-655a-44ea-f004-e01278c55ead

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 1, 2026	n/a	yes	PLYMOUTH, MN\|BEND, OR	Current employment
I••••••• F••	Independent wealth	Aug 1, 2024	Jul 2, 2026	no	Bend, OR\|BOISE, ID

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F••	W••••• E••••••••• A••••••• S•••••••• L••	Jul 2, 2026	May 1, 2026	-62	Firm change after gap	RIA to ibd
S••••• W••••• S••••••••• L••	I••••••• F••	Aug 6, 2024	Aug 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
165135:159301:OR:2024-08-06	Aug 6, 2024	Aug 1, 2024	BEND, OR	Firm change
6413:165135:OR:2024-08-02	Aug 5, 2024	Mar 5, 2013	BEND, OR	Firm change after gap

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ I••••••• F••Registered adviserregistration: previous registration
Aug 1, 2024 to Jul 2, 2026factForm ADV
→ S••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2024 to Aug 6, 2024factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ee40c38-655a-44ea-f004-e01278c55ead
First observed: Aug 15, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.