DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• K•••• S•••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedBend, Or dual registrantIAPD 4434646

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since May 1, 2026

In the industry

24 y

since Sep 27, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since May 1, 2026 · Plymouth, Mn
I••••••• F•• independent RIA
Aug 1, 2024 to Jul 2, 2026 · Bend, Or
S••••• W••••• S••••••••• L•• unclassified
Jan 4, 2024 to Aug 6, 2024 · Bend, Or
S••••• W••••• S••••••••• L•• unclassified
Mar 5, 2013 to Dec 31, 2022 · Bend, Or
L•• F•••••••• L•• BD affiliated
Apr 21, 2011 to Aug 5, 2024 · Bend, Or
E••••• J•••• national BD
Aug 15, 2007 to Apr 26, 2011 · Bend, Or

Moves

a registration end followed by a registration begin elsewhere

I••••••• F•• to W••••• E••••••••• A••••••• S•••••••• L••
left Jul 2, 2026, registered May 1, 2026 (-62 days) · RIA to affiliated broker-dealer or bank
S••••• W••••• S••••••••• L•• to I••••••• F••
left Aug 6, 2024, registered Aug 1, 2024 (-5 days) · Other · moved with a team
L•• F•••••••• L•• to S••••• W••••• S••••••••• L••
left Aug 5, 2024, registered Mar 5, 2013 (-4171 days) · Other · moved with a team
E••••• J•••• to L•• F•••••••• L••
left Apr 26, 2011, registered Apr 21, 2011 (-5 days) · Other

Signals

B•••• K•••• S••••••• left I••••••• F•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-05-01)
Jul 2, 2026 · Advisor changed firm · fact
B•••• K•••• S••••••• left S••••• W••••• S••••••••• L•• for I••••••• F•• (registered 2024-08-01)
Aug 6, 2024 · Advisor changed firm · fact
B•••• K•••• S••••••• left L•• F•••••••• L•• for S••••• W••••• S••••••••• L•• (registered 2013-03-05)
Aug 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address