DFX Intelligence

C•••••• C••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C•••••• C••••• H•••••••

Advisor at L•••••• W••••• M••••••••• L••

OAKLAND, CA

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Search this name across graphsid dfx:ria:6ef0a499-b0c3-b2a3-8c55-74807a891976

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• W••••• M••••••••• L••	Independent wealth	Oct 7, 2022	n/a	yes	OAKLAND, CA	Current employment
A•••• • A••••••• G••••• P•••••••	Independent wealth	Feb 1, 2010	Aug 5, 2015	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • A••••••• G••••• P•••••••	L•••••• W••••• M••••••••• L••	Aug 5, 2015	Oct 7, 2022	2,620	Firm change after gap	Other
W••• I••••••••• I•••	A•••• • A••••••• G••••• P•••••••	Feb 20, 2009	Feb 1, 2010

Relationships

Registered with (3)

→ L•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 7, 2022 to presentfactForm ADV
→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: previous registration
Feb 1, 2010 to Aug 5, 2015factForm ADV
→ W••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2006 to Feb 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ef0a499-b0c3-b2a3-8c55-74807a891976
First observed: Jun 30, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.