DFX Intelligence

T••••• L••••• J••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

T••••• L••••• J••

Advisor at N•••••• A•••••••

Birmingham, AL | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:6ef28ea5-3e99-df47-2273-fc582767fdaf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Dec 5, 2025	n/a	yes	Birmingham, AL\|NEW ORLEANS, LA	Current employment
S•••••••• I••••••••• G••••• L••	Former SEC adviser	Oct 6, 2021	Dec 4, 2025	no	BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• G••••• L••	N•••••• A•••••••	Dec 4, 2025	Dec 5, 2025	1	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
314889:171351:AL:2025-12-04	Dec 4, 2025	Dec 5, 2025	BIRMINGHAM, AL	Firm change

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Oct 6, 2021 to Dec 4, 2025factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ef28ea5-3e99-df47-2273-fc582767fdaf
First observed: Oct 6, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.