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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
West Grove, PA | EXTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 22, 2018 | n/a | yes | EXTON, PA|West Grove, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 21, 2013 | Oct 25, 2018 | no | KENNETT SQUARE, PA|RADNOR, PA|OXFORD, PA|MEDIA, PA|MEDIA, PA|HOCKESSIN, DE|SPRINGFIELD, PA | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Mar 29, 2011 | Feb 22, 2013 | no | WILMINGTON, DE|THORNDALE, PA|WILMINGTON, DE|GLEN MILLS, PA|KENNETT SQUARE, PA|EAST BRADFORD, PA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 30, 2010 | Apr 4, 2011 | no | POTTSTOWN, PA|BALTIMORE, MD|POTTSTOWN, PA|LEWISTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 25, 2018 | Oct 22, 2018 | -3 | Firm change | Wirehouse to wirehouse |
| PNC WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Feb 22, 2013 | Feb 21, 2013 | -1 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | PNC WEALTH MANAGEMENT | Apr 4, 2011 | Mar 29, 2011 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:PA:2018-10-11 | Oct 25, 2018 | Oct 22, 2018 | SPRINGFIELD, PA | Firm change |