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Advisor at WELLS FARGO ADVISORS
HOLLAND, MI | WEST OLIVE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 11, 2020 | n/a | yes | HOLLAND, MI|WEST OLIVE, MI | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Nov 10, 2014 | Dec 18, 2020 | no | GRAND HAVEN, MI|HOLLAND, MI|HOLLAND, MI|GRAND HAVEN, MI|ZEELAND, MI|HOLLAND, MI|HOLLAND, MI|GRAND HAVEN, MI|HOLLAND, MI|HOLLAND, MI|ZEELAND, MI|GRAND HAVEN, MI|GRAND HAVEN, MI | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Apr 2, 2013 | Nov 3, 2014 | no | HOLLAND, MI|ZEELAND, MI|MUSKEGON, MI|HOLLAND, MI|MUSKEGON, MI|GRAND HAVEN, MI|HOLLAND, MI|HOLLAND, MI|VANDERGRIFT, PA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Mar 7, 2013 | no | GRAND RAPIDS, MI|ROCKFORD, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 22, 2011 | Oct 1, 2012 | no | ROCKFORD, MI|GRAND RAPIDS, MI | Previous registration |
| EDWARD JONES | National bd RIA | Jan 29, 2009 | Jun 7, 2011 | no | SPRING LAKE,, MI|VICKSBURG, MI|FAIRLAWN, OH|ST LOUIS, MO|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | WELLS FARGO ADVISORS | Dec 18, 2020 | Dec 11, 2020 | -7 | Firm change | Ibd to wirehouse |
| PNC WEALTH MANAGEMENT | FIFTH THIRD SECURITIES, INC. | Nov 3, 2014 | Nov 10, 2014 | 7 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | PNC WEALTH MANAGEMENT | Mar 7, 2013 | Apr 2, 2013 | 26 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| EDWARD JONES | CHASE INVESTMENT SERVICES CORP. | Jun 7, 2011 | Jun 22, 2011 | 15 | Firm change | Other |