RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• W••• A••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 11, 2020 · Holland, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedNov 10, 2014 to Dec 18, 2020 · Grand Haven, Mi
- P•• W••••• M••••••••• BD affiliatedApr 2, 2013 to Nov 3, 2014 · Holland, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Mar 7, 2013 · Grand Rapids, Mi
- C•••• I••••••••• S••••••• C•••• formerJun 22, 2011 to Oct 1, 2012 · Rockford, Mi
- E••••• J•••• national BDJan 29, 2009 to Jun 7, 2011 · Spring Lake,, Mi
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Dec 18, 2020, registered Dec 11, 2020 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Nov 3, 2014, registered Nov 10, 2014 (7 days) · Other
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Mar 7, 2013, registered Apr 2, 2013 (26 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Jun 7, 2011, registered Jun 22, 2011 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address