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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DAVID REID MATERNE

Advisor at WELLS FARGO ADVISORS

WARWICK, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f0cd7b7-f566-b0c8-ad2f-6fad126920ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 6, 1994
First registration: May 22, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2466749

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 10, 2022	n/a	yes	WARWICK, RI	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 27, 2009	Feb 10, 2022	no	PROVIDENCE, RI\|SYRACUSE, NY\|NEWPORT, RI\|PROVIDENCE, RI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 22, 2001	Mar 20, 2009	no	PROVIDENCE, RI\|PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Feb 10, 2022	Feb 10, 2022	0	Channel change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Mar 20, 2009	Feb 27, 2009	-21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:RI:2022-02-10	Feb 10, 2022	Feb 10, 2022	PROVIDENCE, RI	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 10, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 27, 2009 to Feb 10, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 22, 2001 to Mar 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f0cd7b7-f566-b0c8-ad2f-6fad126920ea
First observed: May 22, 2001
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID REID MATERNE

Advisor at WELLS FARGO ADVISORS

WARWICK, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f0cd7b7-f566-b0c8-ad2f-6fad126920ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Feb 10, 2022

n/a

yes

WARWICK, RI

Current employment

WELLS FARGO ADVISORS

Wirehouse

Feb 27, 2009

Feb 10, 2022

PROVIDENCE, RI|SYRACUSE, NY|NEWPORT, RI|PROVIDENCE, RI

Previous registration

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

May 22, 2001

Mar 20, 2009

PROVIDENCE, RI|PROVIDENCE, RI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Feb 10, 2022

Channel change

Wirehouse to wirehouse

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO ADVISORS

Mar 20, 2009

Feb 27, 2009

-21

Firm change

Other

Team

Left

Joined

From

Kind

19616:11025:RI:2022-02-10

Feb 10, 2022

PROVIDENCE, RI

Firm change