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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ANTHONY ROBERT EDWARDS

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Mequon, WI | FRANKLIN, WI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 19, 2000
First registration: Jan 12, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4159422

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Dec 13, 2019	n/a	yes	Mequon, WI\|FRANKLIN, WI	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 8, 2019	no	MILWAUKEE, WI\|GERMANTOWN, WI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 21, 2011	Oct 1, 2012	no	MILWAUKEE, WI	Previous registration
NORTHLAND ASSET MANAGEMENT	Independent wealth	Jan 12, 2009	Apr 14, 2011	no	MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Oct 8, 2019	Dec 13, 2019	66	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
NORTHLAND ASSET MANAGEMENT	CHASE INVESTMENT SERVICES CORP.	Apr 14, 2011	Sep 21, 2011	160	Firm change	Other

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Dec 13, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 8, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 21, 2011 to Oct 1, 2012factForm ADV
→ NORTHLAND ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 12, 2009 to Apr 14, 2011factForm ADV

Dated events

No dated event names this entity yet.