DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Robert Edwards
Feed of 09/15/2026
At current firm
6 y
since Dec 13, 2019
In the industry
26 y
since Apr 19, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northwestern Mutual Investment Services,LLC no RAUM currentsince Dec 13, 2019 · Mequon, Wi
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Oct 8, 2019 · Milwaukee, Wi
- Chase Investment Services Corp. formerSep 21, 2011 to Oct 1, 2012 · Milwaukee, Wi
- Northland Asset Management independent RIAJan 12, 2009 to Apr 14, 2011 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Northwestern Mutual Investment Services,LLCleft Oct 8, 2019, registered Dec 13, 2019 (66 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Northland Asset Management to Chase Investment Services Corp.left Apr 14, 2011, registered Sep 21, 2011 (160 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address