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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

BRIAN NICHOLAS ALLEN

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Byron Center, MI

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Search this name across graphsid dfx:ria:6f11cc8f-62d3-90da-96e2-03c309565697

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 18, 2015
First registration: Apr 9, 2018
Dual registered: yes, broker-dealer
Other names: BRIAN ALLEN
IAPD individual key: 6446015

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Dec 18, 2024	n/a	yes	GREENWOOD VILLAGE, CO\|Byron Center, MI	Current employment
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Nov 24, 2021	Apr 3, 2023	no	GREENWOOD VILLAGE, CO\|Vacaville, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 7, 2020	Nov 15, 2021	no	JENISON, MI\|VACAVILLE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 9, 2018	Jul 22, 2020	no	GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|CALEDONIA, MI\|GRAND RAPIDS, MI\|GRAND HAVEN, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|WYOMING, MI\|KENTWOOD, MI\|WYOMING, MI\|JENISON, MI\|GRAND RAPIDS, MI\|WYOMING, MI\|RAVENNA, MI\|BYRON CENTER, MI\|WHITE LAKE, MI\|SAGINAW, MI\|BYRON CENTER, MI\|ALLENDALE, MI\|GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|ROCKFORD, MI\|LOWELL, MI\|GRAND RAPIDS, MI\|BYRON CENTER, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Dec 18, 2024	625	Bulk transfer	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Nov 15, 2021	Nov 24, 2021	9	Firm change	Ibd to RIA
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Jul 22, 2020	Jul 7, 2020	-15	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Dec 18, 2024 to presentfactForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Nov 24, 2021 to Apr 3, 2023factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 7, 2020 to Nov 15, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 9, 2018 to Jul 22, 2020factForm ADV

Dated events

No dated event names this entity yet.