RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• N••••••• A••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 18, 2024 · Greenwood Village, Co
- P••••••• C•••••• A••••••• C••••••••• formerNov 24, 2021 to Apr 3, 2023 · Greenwood Village, Co
- S••••••••• A•••••• A•••••••• I••• formerJul 7, 2020 to Nov 15, 2021 · Jenison, Mi
- L•• F•••••••• L•• BD affiliatedApr 9, 2018 to Jul 22, 2020 · Grand Rapids, Mi
- P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••left Apr 3, 2023, registered Dec 18, 2024 (625 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to P••••••• C•••••• A••••••• C•••••••••left Nov 15, 2021, registered Nov 24, 2021 (9 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jul 22, 2020, registered Jul 7, 2020 (-15 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address