DFX Intelligence

S••••• C•••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S••••• C•••••• A••••••• I••

CRD 107118

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:6f19d83a-f271-661e-23dd-ce3c382e1c28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2012 to Sep 14, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.03 institutional_share=0.13 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $3.1B
Private client RAUM: $2.6Bderived••• Locked
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $311Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• M•••••• M••••••••	n/a	PITTSBURGH, PA	29	29	n/a	no
J•••• D•••••• R••••••	Chartered Financial Analyst	PITTSBURGH, PA	29	34

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••• C•••••• P•••••••• L•	Hedge Fund	$81.8M	Sep 14, 2026	31	Mar 15, 2012	reported	021-159633

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• B••••• M••••••	President	B	yes	12/1996	Sep 14, 2026	Sep 14, 2026
R••••••• J••••• D••••••	CHIEF INVESTMENT OFFICER	B	yes	12/1996	Sep 14, 2026	Sep 14, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.9B	8.1%	$2.2B	11.8%	16	14	0	0

Relationships

Registered with (11)

← J•••• R••••••Advisorregistration: current employment
Sep 15, 2026 to presentfactForm ADV
← G••••• A•••••• F•••••Advisorregistration: current employment
Jan 24, 2024 to presentfactForm ADV
← A••••• J•••• R••••••Advisorregistration: current employment
Jul 27, 2020 to presentfactForm ADV
← C••••••••• J••• K••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

Occurred
Sep 15, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f19d83a-f271-661e-23dd-ce3c382e1c28
First observed: Mar 15, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.