DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• C•••••• A••••••• I••
Latest filing Sep 14, 2026
First filing on the tape Mar 15, 2012 · 28 filings
SEC status approved since Sep 10, 1996
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$2.6B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$311M
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$3.1B as of Mar 31, 2026
Mar 15, 2012$818M then
HNW client RAUM$2.6B as of Mar 31, 2026
Mar 28, 2018$1.3B then
State-registered IARs (5.B.3)9 as of Mar 31, 2026
Mar 15, 20120 then
Employees (5.A)15 as of Mar 31, 2026
Mar 20, 201310 then
Private funds1 as of Mar 31, 2026
Mar 15, 20121 then
RAUM +8.1% over the last fiscal year+12% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $283MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.1MderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 273 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.6B82%
- Charitable organizations$375M12%
- Pooled investment vehicles$81.8M2.6%
- Pension and profit-sharing plans$32.2M1.0%
- Individuals$31.2M1.0%
- Corporations and businesses$21.6M0.7%
- Insurance companies$10.2M0.3%
- Individual clients
- 102reported
- HNW clients
- 314reported
- Pension plan clients
- 5reported
- Charitable clients
- 21reported
- Accounts
- 1,062reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 273 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.83 fund_share=0.03 institutional_share=0.13 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A••••••• S••••• I• | Pittsburgh, Pa | Mar 5, 1997 | 30 y | 0 |
| J•••• D•••••• R••••••Chartered Financial Analyst | Pittsburgh, Pa | Mar 5, 1997 | 34 y | 0 |
| B•••• M•••••• M•••••••• | Pittsburgh, Pa | Mar 5, 1997 | 29 y | 0 |
| W•••••• F•••••• S•••• | Pittsburgh, Pa | Jun 30, 2000 | 28 y | 0 |
| M•••••• F•••••Chartered Financial Analyst | Pittsburgh, Pa | Sep 29, 2004 | 38 y | 2 |
| C••••••••• F•••• P••••••Certified Financial Planner, Chartered Financial Analyst | Pittsburgh, Pa | Jul 2, 2007 | 30 y | 0 |
| T••••• J•••••• M•••••• | Pittsburgh, Pa | Oct 17, 2011 | 16 y | 0 |
| C••••••••• J••• K••••••••Chartered Financial Analyst | Pittsburgh, Pa | Apr 26, 2018 | 18 y | 2 |
| A••••• J•••• R••••••Chartered Financial Analyst | Pittsburgh, Pa | Jul 27, 2020 | 10 y | 0 |
| G••••• A•••••• F•••••Chartered Financial Analyst | Pittsburgh, Pa | Jan 24, 2024 | 10 y | 0 |
| J•••• R•••••• | Pittsburgh, Pa | Sep 15, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• J••• K•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Apr 26, 2018 · Affiliated broker-dealer or bank to independent RIA
- M•••••• F••••• from A•••••• L•••••••• I••••••••• A•••••••• I•••Sep 29, 2004 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••• C•••••• P•••••••• L• | Hedge Fund | $81.8M | 31 | Mar 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M••••••••• B••••• M•••••• · Presidentcontrolsince 12/1996 · owns 10% to 25%
- R••••••• J••••• D•••••• · Chief Investment Officercontrolsince 12/1996 · owns 10% to 25%
- S••••• I•• J•••• A••••••• · Chief Executive Officer, Founding Principalcontrolsince 09/1996 · owns less than 5%
- S••••• I•• J•••• A••••••• · Trusteecontrolsince 06/2005 · owns F of T•• J••• A• S••••• I• 2••• T•••• •••• A• S••••• I• A•• P••••••• D• S••••• T•••••••
- S•••••• P•••••••• D• · Trusteecontrolsince 06/2005 · owns F of T•• J••• A• S••••• I• 2••• T•••• •••• A• S••••• I• A•• P••••••• D• S••••• T•••••••
- B•••••••• N••••••• M•••• · Chief Compliance Officersince 11/2022 · owns less than 5%
- F•••••• M•••••• · Managing Directorsince 06/2007 · owns 5% to 10%
- P••••••• C••••••••• F•••• · Managing Directorsince 01/2012 · owns 5% to 10%
- S••••• W••••••• F•••••• · Managing Directorsince 07/1998 · owns 10% to 25%
Entity owners
- T•• J••• A• S••••• I• 2••• T•••• •••• A• S••••• I• A•• P••••••• D• S••••• T••••••• · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 11 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026S•••••• P•••••••• D• (TRUSTEE) left Schedule A between the filings of 2022-11-17 and 2026-09-14peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Mar 31, 2026 to Sep 14, 2026
- Employees · 15 to 16Mar 31, 2026 to Sep 14, 2026
- Financial planning clients · to unsetMar 31, 2026 to Sep 14, 2026
- State-registered IARs · 9 to 10Mar 31, 2026 to Sep 14, 2026
- Private funds · 1 to unsetMar 31, 2026 to Sep 14, 2026
- Related adviser · false to unsetMar 31, 2026 to Sep 14, 2026
- Related bank · false to unsetMar 31, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetMar 31, 2026 to Sep 14, 2026
- Related insurance company · false to unsetMar 31, 2026 to Sep 14, 2026
- Succession · false to unsetMar 31, 2026 to Sep 14, 2026
- Accounts · 1,033 to 1,062Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 2 to 3Mar 31, 2025 to Mar 31, 2026
- HNW clients · 293 to 314Mar 31, 2025 to Mar 31, 2026
- Individual clients · 100 to 102Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $805M to $1.2BMar 31, 2025 to Mar 31, 2026
- Employees · 14 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.9B to $3.1BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $2.3B to $2.6BMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $44.0M to $31.2MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $26.9M to $32.2MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $115M to $81.8MMar 31, 2025 to Mar 31, 2026
- RAUM · $2.9B to $3.1BMar 31, 2025 to Mar 31, 2026
- Accounts · 1,001 to 1,033Mar 30, 2024 to Mar 31, 2025
- Charity clients · 22 to 21Mar 30, 2024 to Mar 31, 2025
- Corporate clients · unset to 2.0Mar 30, 2024 to Mar 31, 2025
- HNW clients · 278 to 293Mar 30, 2024 to Mar 31, 2025
- Individual clients · 116 to 100Mar 30, 2024 to Mar 31, 2025
- Pension plan clients · 0 to 5Mar 30, 2024 to Mar 31, 2025
- Assets in custody · $685M to $805MMar 30, 2024 to Mar 31, 2025
- Employees · 13 to 14Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $2.9BMar 30, 2024 to Mar 31, 2025
- HNW RAUM · $1.9B to $2.3BMar 30, 2024 to Mar 31, 2025
- Individual RAUM · $253M to $44.0MMar 30, 2024 to Mar 31, 2025
- Pension RAUM · $24.9M to $26.9MMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $111M to $115MMar 30, 2024 to Mar 31, 2025
- RAUM · $2.5B to $2.9BMar 30, 2024 to Mar 31, 2025
- Accounts · 925 to 1,001Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 8 to 9Mar 31, 2023 to Mar 30, 2024
- Charity clients · 20 to 22Mar 31, 2023 to Mar 30, 2024
Signals
2 dated events
- J•••• R•••••• registered as an investment adviser representative at S••••• C•••••• A••••••• I••Sep 15, 2026 · Advisor registered · fact
- D Patricia Staley (Trustee) appeared on Schedule A of S••••• C•••••• A••••••• I••Mar 29, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@staleycap.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-256-4743reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/staley-capital-advisers-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- staleycap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-394-1292reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- staleycap.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $311Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026