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R•••••• A••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

R•••••• A••• R••••

Advisor at C••••••••• W••••• M••••••••• L••

FARMINGTON, CT

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Search this name across graphsid dfx:ria:6f20aeae-3249-c3e3-ec1c-b266c93d1a46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L••	Independent wealth	Nov 22, 2023	n/a	yes	FARMINGTON, CT	Current employment
R•• W••••• P•••••••	Independent wealth	Apr 23, 2018	Jul 13, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• P•••••••	C••••••••• W••••• M••••••••• L••	Jul 13, 2023	Nov 22, 2023	132	Firm change	RIA to RIA
L•• F•••••••• L••	R•• W••••• P•••••••	Apr 25, 2018

Relationships

Registered with (5)

→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ R•• W••••• P•••••••Registered adviserregistration: previous registration
Apr 23, 2018 to Jul 13, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 25, 2013 to Apr 25, 2018factForm ADV
→ A••••• P•••••• I••••••••• A•••• M••••••••• I•••

Dated events

Occurred
Jul 13, 2023
Advisor changed firm
R•••••• A••• R•••• left R•• W••••• P••••••• for C••••••••• W••••• M••••••••• L•• (registered 2023-11-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f20aeae-3249-c3e3-ec1c-b266c93d1a46
First observed: Sep 13, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.