DFX Intelligence

R••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist27 years in industry

R••••• R••••

Advisor at R•• W••••• B•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:6f270521-ccee-6739-7477-3d425df276b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• B•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• A••••••• L••	State registered	Jan 22, 2024	n/a	yes	CRANFORD, NJ	Current employment
R•• W••••• B•••••••• I•••	Independent wealth	Nov 18, 2020	n/a	yes	Cranford, NJ\|MONTCLAIR, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • A••••••••• I•••	R•• W••••• B•••••••• I•••	Feb 14, 2024	Nov 18, 2020	-1,183	Firm change after gap	RIA to RIA
C••••• A•••••• N••••••• L••	C••••• • A••••••••• I•••	Sep 4, 2012	Aug 31, 2012

Relationships

Registered with (4)

→ T•• W••••• A••••••• L••Registered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ R•• W••••• B•••••••• I•••Registered adviserregistration: current employment
Nov 18, 2020 to presentfactForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2012 to Feb 14, 2024factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Feb 14, 2024
A•••••• firm change
R••••• R•••• left C••••• • A••••••••• I••• for R•• W••••• B•••••••• I••• (registered 2020-11-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f270521-ccee-6739-7477-3d425df276b5
First observed: Jul 29, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.