DFX Intelligence

F•••••••• A•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

F•••••••• A•••• A•••••

Advisor at C••••• P••••••• L••

TOWSON, MD | NEW YORK, NY

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Search this name across graphsid dfx:ria:6f2781b3-84fb-1026-a9c7-47b2177f7503

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 3, 2023	n/a	yes	TOWSON, MD\|NEW YORK, NY	Current employment
M••••••• C•••••• M••••••••• L••	Former SEC adviser	Jan 31, 2005	Mar 3, 2023	no	TOWSON, MD\|BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C•••••• M••••••••• L••	C••••• P••••••• L••	Mar 3, 2023	Jan 3, 2023	-59	Firm change after gap	RIA to RIA
D••••••• B••• S••••••••• I•••	M••••••• C•••••• M••••••••• L••	Nov 29, 2004	Jan 31, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
133329:151559:MD:2023-03-03	Mar 3, 2023	Jan 3, 2023	BALTIMORE, MD	Firm change after gap

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2005 to Mar 3, 2023factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2000 to Nov 29, 2004factForm ADV

Dated events

Occurred
Mar 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f2781b3-84fb-1026-a9c7-47b2177f7503
First observed: Jun 8, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.