DFX Intelligence

M••••• L•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••••• L•••• L•••••••

Advisor at A• W••••• M••••••••• L••

Topeka, KS

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Search this name across graphsid dfx:ria:6f33f969-2689-0586-d487-568ac147b498

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 30, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Feb 2, 2024	n/a	yes	Topeka, KS	Current employment
S••••• A•••• M••••••••• L•••••	Independent wealth	Jan 10, 2023	Feb 5, 2024	no	TROY, MI\|Topeka, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M••••••••• L•••••	A• W••••• M••••••••• L••	Feb 5, 2024	Feb 2, 2024	-3	Firm change	RIA to ibd
A• W••••• M••••••••• L••	S••••• A•••• M••••••••• L•••••	Dec 22, 2022	Jan 10, 2023

Relationships

Registered with (2)

→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 30, 2022 to Dec 22, 2022factForm ADV
→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: previous registration
Jan 10, 2023 to Feb 5, 2024factForm ADV

Dated events

Occurred
Feb 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f33f969-2689-0586-d487-568ac147b498
First observed: Sep 30, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.