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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
PENSACOLA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 20, 2017 | n/a | yes | PENSACOLA, FL | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 5, 2015 | Jan 9, 2016 | no | PENSACOLA, FL | Previous registration |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Nov 19, 2014 | Aug 27, 2015 | no | NASHVILLE, TN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 15, 2013 | Nov 11, 2013 | no | FRANKLIN, TN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 20, 2013 | Jul 17, 2013 | no | COLLIERVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jan 9, 2016 | Mar 20, 2017 | 436 | Firm change after gap | Other |
| CENTER STREET ADVISORS, INC. | SAGEPOINT FINANCIAL, INC. | Aug 27, 2015 | Oct 5, 2015 | 39 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CENTER STREET ADVISORS, INC. | Nov 11, 2013 | Nov 19, 2014 | 373 | Firm change | Other |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 17, 2013 | Jul 15, 2013 | -2 | Firm change | Other |