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CRD 169329
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CENTER STREET HOLDINGS, INC. | Corporation | E | yes | 09/2013 | Sep 9, 2014 | Mar 31, 2023 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2021 | Dec 23, 2021 | Mar 31, 2023 |
| HOCK, DAVID, CARL | Director | Na | yes | 01/2021 | Mar 31, 2022 | Mar 31, 2023 |
| ROGERS, JOSHUA, DEAN | PRESIDENT, DIRECTOR | Na | yes | 12/2022 | Mar 31, 2022 | Mar 31, 2023 |
| SCOBY, CORRIE, FAULK DAVIS | SENIOR DIRECTOR, COMPLIANCE | Na | no | 01/2021 | Mar 31, 2022 | Mar 31, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CENTER STREET SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| ST PETERS | Mo | United States | 5 | yes |
| Knoxville | Tn | United States | 3 | yes |
| Mesa | Az | United States | 2 | yes |
| Frankfort | IL | United States | 2 | yes |
| Bristol | Va | United States | 2 | yes |
| VESTAVIA HILLS | Al | United States | 1 | no |
| Gilbert | Az | United States | 1 | no |
| Scottsdale | Az | United States | 1 | yes |
| Escondido | CA | United States | 1 | yes |
| Lodi | CA | United States | 1 | yes |
| Stratford | Ct | United States | 1 | yes |
| DEFUNIAK SPRINGS | FL | United States | 1 | yes |
| MERRITT ISLAND | FL | United States | 1 | yes |
| Cumming | Ga | United States | 1 | yes |
| Woodstock | Ga | United States | 1 | yes |
| Metairie | La | United States | 1 | no |
| ST PETERS | Mo | United States | 1 | yes |
| Troy | Mo | United States | 1 | yes |
| Charlotte | Nc | United States | 1 | yes |
| Henderson | Nv | United States | 1 | no |
| Anderson | Sc | United States | 1 | yes |
| Charleston | Sc | United States | 1 | yes |
| HONEA PATH | Sc | United States | 1 | yes |
| Brentwood | Tn | United States | 1 | yes |
| Gatlinburg | Tn | United States | 1 | no |
| Nashville | Tn | United States | 1 | yes |
| n/a | n/a | n/a | 1 | no |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $336M | $336M | 45 | 40 | 44 | n/a | n/a |
| 2021 | Mar 31, 2022 | $384M | $384M | 52 | 52 | 44 | n/a | n/a |
| 2020 | Mar 30, 2021 | $198M | $198M | 53 | 53 | 44 | n/a | n/a |
| 2019 | Mar 26, 2020 | $150M | $28.4M | 60 | 59 | 50 | n/a | n/a |
| 2018 | Mar 29, 2019 | $75.7M | $27.1M | 67 | 66 | 56 | n/a | n/a |
| 2017 | Mar 30, 2018 | $54.5M | $29.5M | 70 | 70 | 56 | n/a | n/a |
| 2016 | Feb 27, 2017 | $7.4M | $0 | 56 | 56 | n/a | n/a | n/a |
| 2015 | Feb 16, 2016 | $0 | $0 | 45 | 45 | n/a | n/a | n/a |
| 2014 | Feb 18, 2015 | n/a | n/a | 8 | 5 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $336M | $384M | -12.5% | $150M | 31.0% | 45 | 52 | 44 | 44 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | 4 | Nov 8, 2023 | Oct 12, 2023 | NASHVILLE, TN | Firm absorbed | RIA to ibd | 57.1% |
| ARETE WEALTH ADVISORS, LLC | 3 | Jul 11, 2023 | Jul 20, 2023 | ST LOUIS, MO | Team lift out | RIA to ibd | 21.4% |
| ARETE WEALTH ADVISORS, LLC | 2 | Jun 22, 2023 | Apr 18, 2023 | NAPLES, FL | Team lift out | RIA to ibd | 10.0% |
| ARETE WEALTH ADVISORS, LLC | 12 | Jun 13, 2023 | Jan 16, 2025 | NASHVILLE, TN | Team lift out | RIA to ibd | 33.3% |
| CAPITAL ADVISOR NETWORK | 2 | Jul 16, 2018 | Jul 17, 2018 | LAFAYETTE, IN | Team lift out | Ibd to RIA | 4.5% |
| BROOKSTONE CAPITAL MANAGEMENT LLC | 2 | Feb 14, 2018 | Jul 26, 2018 | NASHVILLE, TN | Team lift out | Other | 4.7% |
| FIRST ADVISORS NATIONAL, LLC | 2 | Jan 2, 2018 | Jan 10, 2018 | NASHVILLE, TN | Team lift out | Other | 4.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | 2 | Jun 5, 2017 | Jun 2, 2017 | KNOXVILLE, TN | Team lift out | Other | 0.2% |
| NFSG CORPORATION | 2 | Aug 24, 2015 | Aug 21, 2015 | BOCA RATON, FL | Team lift out | Other | 5.7% |
| ALPHASTAR CAPITAL MANAGEMENT | 2 | Apr 2, 2015 | Apr 2, 2015 | CORNELIUS, NC | Team lift out | Other | 6.1% |
| BROOKSTONE CAPITAL MANAGEMENT LLC | 3 | Apr 1, 2015 | Apr 17, 2015 | WHEATON, IL | Team lift out | Other | 2.1% |