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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

DIRK JAMES THOMPSON

Advisor at NISA INVESTMENT ADVISORS, LLC

ST. LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NISA INVESTMENT ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jul 1, 2005
First registration: Jul 4, 2005
Dual registered: no
Other names: DIRK JAMES THOMPSON|DIRK JAMES THOMPSON
IAPD individual key: 4931978

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NISA INVESTMENT ADVISORS, LLC	Institutional manager	Jul 15, 2019	n/a	yes	ST. LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 5, 2010	no	EVANSVILLE, IN\|EVANSVILLE, IN	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Apr 24, 2006	Jan 1, 2008	no	ST. LOUIS, MO\|EVANSVILLE, IN	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jul 4, 2005	Apr 11, 2006	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	NISA INVESTMENT ADVISORS, LLC	May 5, 2010	Jul 15, 2019	3,358	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	A. G. EDWARDS & SONS, INC.	Apr 11, 2006	Apr 24, 2006	13	Firm change	Other

Relationships

Registered with (4)

→ NISA INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 15, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 5, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Apr 24, 2006 to Jan 1, 2008factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jul 4, 2005 to Apr 11, 2006factForm ADV

Dated events

No dated event names this entity yet.