DFX Intelligence

T••••• J• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

T••••• J• S••••••

Advisor at A••••• A•••••• S•••••••• L••

LOMBARD, IL

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Search this name across graphsid dfx:ria:6f40ebda-c842-be9e-f6f8-b9cb91fea7d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••• S•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Nov 16, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••• S•••••••• L••	Former SEC adviser	Jan 14, 2013	n/a	yes	LOMBARD, IL	Current employment
A••••• A•••••• S•••••••• L••	Former SEC adviser	Jan 14, 2013	Dec 31, 2014	no	LOMBARD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••• A•••••• S•••••••• L••	Aug 20, 2013	Jan 14, 2013	-218	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 14, 2013 to Dec 31, 2014factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2010 to Aug 20, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f40ebda-c842-be9e-f6f8-b9cb91fea7d7
First observed: Nov 17, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.