DFX Intelligence

A••••• A•••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A••••• A•••••• S•••••••• L••

CRD 150960

DES PLAINES, IL

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Search this name across graphsid dfx:ria:c421eb25-36f9-55d9-3204-23fd7b222700

Data as of Apr 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2012 to Apr 16, 2015
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $45.5M••• Locked
Discretionary RAUM: $45.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $15.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• C••••••••• B••••••	n/a	LOMBARD, IL	13	31	2	no
T••••• J• S••••••	n/a	LOMBARD, IL	13	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• B••••• C•••••••••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	B	yes	04/1999	Dec 21, 2012	Apr 16, 2015
S•••••••• S•••••• R••••••	MANAGING MEMBER	D	yes	01/2004	Dec 21, 2012	Apr 16, 2015

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 16, 2015

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$45.5M	$47.0M	-3.2%	n/a	n/a	5	5	n/a	n/a

Relationships

Controls (2)

← S•••••••• S•••••• R••••••OwnerMANAGING MEMBER, ownership code D, individual
Dec 21, 2012 to presentfactForm ADV
← B••••••• B••••• C•••••••••OwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 21, 2012 to presentfactForm ADV

Owns (4)

← S••••••• D•••••• K••••OwnerMEMBER, ownership code NA, individual
Mar 27, 2014 to presentfactForm ADV
← A••••••• D•••••• M•••OwnerMANAGING MEMBER, ownership code B, individual

Dated events

Occurred
Dec 21, 2012
First Form ADV filing
Athena Investment Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c421eb25-36f9-55d9-3204-23fd7b222700
First observed: Dec 21, 2012
Last observed: Apr 16, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.