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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Fort Myers, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 20, 2021 | n/a | yes | Fort Myers, FL|Fort Myers, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 30, 2006 | Aug 23, 2021 | no | FORT MYERS, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 27, 2000 | Jun 21, 2006 | no | FT. MYERS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Aug 23, 2021 | Aug 20, 2021 | -3 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 21, 2006 | May 30, 2006 | -22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:705:FL:2021-08-17 | Aug 23, 2021 | Aug 20, 2021 | FORT MYERS, FL | Firm change |