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Advisor at STRAIGHT PATH WEALTH MANAGEMENT
JENISON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRAIGHT PATH WEALTH MANAGEMENT | Independent wealth | Jul 27, 2020 | n/a | yes | JENISON, MI | Current employment |
| CWM, LLC | Bd affiliated wealth | Apr 9, 2018 | Jul 21, 2020 | no | Grand Rapids, MI | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 9, 2018 | Jul 16, 2019 | no | GRAND RAPIDS, MI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 20, 2010 | Apr 16, 2018 | no | GRAND RAPIDS, MI|CALEDONIA, MI|COMSTOCK, MI|GRAND HAVEN, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|WYOMING, MI|HOLLAND, MI|HUDSONVILLE, MI|KENTWOOD, MI|HUDSONVILLE, MI | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Mar 17, 2003 | Sep 3, 2003 | no | GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWM, LLC | STRAIGHT PATH WEALTH MANAGEMENT | Jul 21, 2020 | Jul 27, 2020 | 6 | Firm change | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | CWM, LLC | Jul 16, 2019 | Apr 9, 2018 | -463 | Firm change after gap | Ibd to RIA |
| LPL FINANCIAL LLC | CETERA ADVISOR NETWORKS LLC | Apr 16, 2018 | Apr 9, 2018 | -7 | Firm change | RIA to ibd |
| KEYBANC CAPITAL MARKETS INC. | LPL FINANCIAL LLC | Sep 3, 2003 | Sep 20, 2010 | 2,574 | Firm change after gap | Other |