RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J•••• P••••
- S••••••• P••• W••••• M••••••••• independent RIA currentsince Jul 27, 2020 · Jenison, Mi
- C••••• A•••••• N••••••• L•• formerApr 9, 2018 to Jul 16, 2019 · Grand Rapids, Mi
- C••• L•• BD affiliatedApr 9, 2018 to Jul 21, 2020 · Grand Rapids, Mi
- L•• F•••••••• L•• BD affiliatedSep 20, 2010 to Apr 16, 2018 · Grand Rapids, Mi
- K•••••• C•••••• M•••••• I••• unclassifiedMar 17, 2003 to Sep 3, 2003 · Grand Rapids, Mi
- C••• L•• to S••••••• P••• W••••• M•••••••••left Jul 21, 2020, registered Jul 27, 2020 (6 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A•••••• N••••••• L•• to C••• L••left Jul 16, 2019, registered Apr 9, 2018 (-463 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Apr 16, 2018, registered Apr 9, 2018 (-7 days) · RIA to affiliated broker-dealer or bank
- K•••••• C•••••• M•••••• I••• to L•• F•••••••• L••left Sep 3, 2003, registered Sep 20, 2010 (2574 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address