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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINHABITS ADVISORS, LLC

CRD 210522

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f5d7718-e5fa-2d22-c878-472968907cdd

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 22, 2015 to Mar 26, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $116MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $116M
Private client RAUM: $116MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $58.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 33,945
Individual clients: 29,460
SEC number: 801-104472
CRD: 210522
Filings on the tape: 17
First filed: Jul 22, 2015
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CARLOS ARMANDO GARCIA	n/a	NEW YORK, NY	10	11	n/a	no
Marielena Banuelos	n/a	El Paso, TX	4	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINHABITS, INC.	Member	E	yes	08/2014	Jul 22, 2015	Feb 26, 2024
GARCIA, CARLOS, ARMANDO	Shareholder	C	yes	03/2015	Jul 22, 2015	Feb 26, 2024
GARCIA, CARLOS, ARMANDO	MANAGING MEMBER/CCO	Na	yes	08/2014	Jul 22, 2015	Feb 26, 2024
EXOR SEEDS LP	Shareholder	C	no	08/2017	Mar 30, 2020	Feb 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$116M	$116M	11	2	0	n/a	n/a
2024	Feb 5, 2025	$96.1M	$96.1M	11	1	0	n/a	n/a
2023	Feb 26, 2024	$82.4M	$82.4M	15	1	0	n/a	n/a
2022	Mar 24, 2023	$72.1M	$72.1M	15	1	0	n/a	n/a
2021	Mar 30, 2022	$70.6M	$70.6M	15	1	0	n/a	n/a
2020	Mar 25, 2021	$51.4M	$51.4M	8	1	0	n/a	n/a
2019	Mar 30, 2020	$21.2M	$21.2M	9	1	0	n/a	n/a
2018	Mar 26, 2019	$11.1M	$11.1M	7	1	0	n/a	n/a
2017	Mar 22, 2018	$2.0M	$2.0M	7	1	0	n/a	n/a
2016	Mar 29, 2017	$179,376	$179,376	5	1	n/a	n/a	n/a
2015	Mar 8, 2016	$0	$0	3	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$116M	$96.1M	20.7%	$72.1M	17.1%	11	11	0	0

Relationships

Registered with (3)

← Marielena BanuelosAdvisorregistration: current employment
May 13, 2022 to presentfactForm ADV
← CARLOS ARMANDO GARCIAAdvisorregistration: current employment
Apr 6, 2016 to presentfactForm ADV
← MARCO A RODRIGUEZAdvisorregistration: previous registration
May 20, 2021 to Apr 12, 2022factForm ADV

Controls (2)

← FINHABITS, INC.OwnerMEMBER, ownership code E, domestic entity
Jul 22, 2015 to Feb 26, 2024factForm ADV
← GARCIA, CARLOS, ARMANDOOwnerSHAREHOLDER, ownership code C, individual
Jul 22, 2015 to Feb 26, 2024factForm ADV

Owns (1)

← EXOR SEEDS LPOwnerSHAREHOLDER, ownership code C, foreign entity
Mar 30, 2020 to Feb 26, 2024factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
Marco A Rodriguez left Finhabits Advisors, Llc for Westwind Capital (registered 2022-04-19)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2015
First Form ADV filing
Finhabits Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f5d7718-e5fa-2d22-c878-472968907cdd
First observed: Jul 22, 2015
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINHABITS ADVISORS, LLC

CRD 210522

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f5d7718-e5fa-2d22-c878-472968907cdd

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CARLOS ARMANDO GARCIA

n/a

NEW YORK, NY

n/a

Marielena Banuelos

n/a

El Paso, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINHABITS, INC.

Member

yes

08/2014

Jul 22, 2015

Feb 26, 2024

GARCIA, CARLOS, ARMANDO

Shareholder

yes

03/2015

Jul 22, 2015

Feb 26, 2024

GARCIA, CARLOS, ARMANDO

MANAGING MEMBER/CCO

yes

08/2014

Jul 22, 2015

Feb 26, 2024

EXOR SEEDS LP

Shareholder

08/2017

Mar 30, 2020

Feb 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$116M

n/a

2024

Feb 5, 2025

$96.1M

n/a

2023

Feb 26, 2024

$82.4M

n/a

2022

Mar 24, 2023

$72.1M

n/a

2021

Mar 30, 2022

$70.6M

n/a

2020

Mar 25, 2021

$51.4M

n/a

2019

Mar 30, 2020

$21.2M

n/a

2018

Mar 26, 2019

$11.1M

n/a

2017

Mar 22, 2018

$2.0M

n/a

2016

Mar 29, 2017

$179,376

n/a

2015

Mar 8, 2016

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$116M

$96.1M

20.7%

$72.1M

17.1%