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RIA / WealthAdvisor12 years in industry

MARCO A RODRIGUEZ

Advisor at LPL FINANCIAL LLC

EL PASO, TX

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Search this name across graphsid dfx:ria:5de875df-4c24-a55b-eadc-8aef8b9844e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 14, 2016
First registration: Nov 15, 2017
Dual registered: no
Other names: Marco Antonio Rodriguez Torres|Marco Antonio Rodriguez|Marco Rodriguez
IAPD individual key: 6398971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 9, 2026	n/a	yes	EL PASO, TX	Current employment
WESTWIND CAPITAL	Independent wealth	Apr 19, 2022	Aug 3, 2026	no	LAS CRUCES, NM	Previous registration
FINHABITS ADVISORS, LLC	Independent wealth	May 20, 2021	Apr 12, 2022	no	El Paso, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 22, 2018	Apr 22, 2021	no	LAS CRUCES, NM\|EL PASO, TX\|ST. LOUIS, MO\|SCOTTSDALE, AZ	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Nov 15, 2017	Jan 10, 2018	no	El Paso, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTWIND CAPITAL	LPL FINANCIAL LLC	Aug 3, 2026	Jul 9, 2026	-25	Firm change	RIA to ibd
FINHABITS ADVISORS, LLC	WESTWIND CAPITAL	Apr 12, 2022	Apr 19, 2022	7	Firm change	RIA to RIA
WELLS FARGO ADVISORS	FINHABITS ADVISORS, LLC	Apr 22, 2021	May 20, 2021	28	Firm change	Wirehouse to RIA
PNC MANAGED ACCOUNT SOLUTIONS, INC.	WELLS FARGO ADVISORS	Jan 10, 2018	Jan 22, 2018	12	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ WESTWIND CAPITALRegistered adviserregistration: previous registration
Apr 19, 2022 to Aug 3, 2026factForm ADV
→ FINHABITS ADVISORS, LLCRegistered adviserregistration: previous registration
May 20, 2021 to Apr 12, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 22, 2018 to Apr 22, 2021factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Nov 15, 2017 to Jan 10, 2018factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
Marco A Rodriguez left Westwind Capital for Lpl Financial Llc (registered 2026-07-09)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Marco A Rodriguez left Finhabits Advisors, Llc for Westwind Capital (registered 2022-04-19)
Form ADVobserved 4 days ago