DFX Intelligence

E••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

E••• A••••••••

Advisor at P••••••••• • A• E••••••••• C••••••

OWINGS MILLS, MD

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Search this name across graphsid dfx:ria:6f676b84-f555-cc2e-5ffb-263951833fc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Feb 8, 2023	n/a	yes	OWINGS MILLS, MD	Current employment
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Former SEC adviser	Feb 2, 2023	Feb 6, 2023	no	ISELIN, NJ\|OWINGS MILLS, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	P••••••••• • A• E••••••••• C••••••	Feb 6, 2023	Feb 8, 2023	2	Firm change	RIA to RIA

Relationships

Registered with (2)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Feb 8, 2023 to presentfactForm ADV
→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserregistration: previous registration
Feb 2, 2023 to Feb 6, 2023factForm ADV

Dated events

Occurred
Feb 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f676b84-f555-cc2e-5ffb-263951833fc6
First observed: Feb 2, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.