DFX Intelligence

E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••

CRD 121863

ISELIN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8c14b814-48f6-937f-78af-8a266753f8a9

Data as of Apr 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 28
On other graphs: 1
Observed: Feb 29, 2012 to Apr 20, 2023
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $1.3Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•• G•• L••	GENERAL PARTNER	F	yes	03/2022	Mar 31, 2023	Apr 20, 2023
E•• H••••••• L•••	Shareholder	E	yes	03/2022	Mar 31, 2023	Apr 20, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• P••••••••• C••••••••• G••••• L••	n/a	Independent wealth	$5.0B	N	yes	n/a
E••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
FORT MEYERS	FL	United States	1	yes
Miami	FL	United States	1	no
MOUNT LAUREL	Nj	United States	1	yes
Princeton	Nj	United States	1	no
NEW YORK	NY	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.3B	$720M	86.8%	$573M	32.9%	29	18	7	7

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••••• • A• E••••••••• C••••••	5	Feb 22, 2024	Jan 1, 2025	ISELIN, NJ	Firm absorbed	RIA to RIA	71.4%
P••••••••• • A• E••••••••• C••••••	2	Nov 15, 2023

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• F•••••••• N••••••	4	Sep 6, 2022	Dec 21, 2022	MERCHANTVILLE, NJ	Team lift out	Ibd to RIA	0.1%
C••••••••• F•••••••• N••••••	2	Sep 6, 2022	Sep 1, 2022

Relationships

Affiliated with (3)

→ P••••••••• • A• E••••••••• C••••••Registered adviserother investment adviser, common control
factForm ADV
← A••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← E• A••••••• L••Registered adviserother investment adviser, control
factForm ADV

Controls (14)

← P••••••••• S••••• M••••••

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 22, 2024
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
4 advisors
Occurred
Feb 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 22, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c14b814-48f6-937f-78af-8a266753f8a9
First observed: Feb 29, 2012
Last observed: Apr 20, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.