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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

KEVIN DAER REICH

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

FORT MYERS, FL | LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f6d7f83-ec63-a839-08ae-10920d1bf25d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Feb 18, 2004
First registration: May 2, 2005
Dual registered: yes, broker-dealer
Other names: KEVIN DAER REICH|KEVIN DAER REICH|KEVIN DAER REICH|KEVIN DAER REICH
IAPD individual key: 4713249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 27, 2022	n/a	yes	LAKE FOREST, IL\|FORT MYERS, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 4, 2008	Apr 28, 2022	no	NORTHBROOK, IL\|LAKE FOREST, IL\|Naples, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jan 8, 2008	no	LAKE FOREST, IL\|CHICAGO, IL\|NORTHBROOK, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	May 2, 2005	Jul 6, 2005	no	NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 28, 2022	Apr 27, 2022	-1	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 8, 2008	Jan 4, 2008	-4	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:793:FL:2022-04-28	Apr 28, 2022	Apr 27, 2022	NAPLES, FL	Firm change

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 27, 2022 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 4, 2008 to Apr 28, 2022factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Jan 8, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 2, 2005 to Jul 6, 2005factForm ADV

Dated events

Occurred
Apr 28, 2022
Advisor changed firm
Kevin Daer Reich left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Stifel, Nicolaus & Company, Incorporated (registered 2022-04-27)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f6d7f83-ec63-a839-08ae-10920d1bf25d
First observed: May 2, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEVIN DAER REICH

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

FORT MYERS, FL | LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f6d7f83-ec63-a839-08ae-10920d1bf25d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STIFEL, NICOLAUS & COMPANY, INCORPORATED

National bd RIA

Apr 27, 2022

n/a

yes

LAKE FOREST, IL|FORT MYERS, FL

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jan 4, 2008

Apr 28, 2022

NORTHBROOK, IL|LAKE FOREST, IL|Naples, FL

Previous registration

CHASE INVESTMENT SERVICES CORP.

Former SEC adviser

Jul 6, 2005

Jan 8, 2008

LAKE FOREST, IL|CHICAGO, IL|NORTHBROOK, IL

Previous registration

BANC ONE SECURITIES CORPORATION

n/a

May 2, 2005

Jul 6, 2005

NORTHBROOK, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Apr 28, 2022

Apr 27, 2022

-1

Firm change

Wirehouse to ibd

CHASE INVESTMENT SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 8, 2008

Jan 4, 2008

-4

Firm change

Other

BANC ONE SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

Jul 6, 2005

Bulk transfer

Other

Team

Left

Joined

From

Kind

7691:793:FL:2022-04-28

Apr 28, 2022

Apr 27, 2022

NAPLES, FL

Firm change