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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Portland Maine (ID), ME | Lynchburg, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Nov 16, 2012 | n/a | yes | Portland Maine (ID), ME|Lynchburg, VA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 20, 2012 | no | Portland, ME | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 2, 2006 | Jun 1, 2009 | no | PORTLAND, ME|PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | ROBERT W. BAIRD & CO. INCORPORATED | Nov 20, 2012 | Nov 16, 2012 | -4 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |