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RIA Intelligence
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Registered advisor
B•••• C••••••• B•••••
Feed of 09/14/2026
Also filed as B•••• C••••••• B•••••
At current firm
13 y
since Nov 16, 2012
In the industry
33 y
since Jun 22, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 16, 2012 · Portland Maine (Id), Me
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 20, 2012 · Portland, Me
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 2, 2006 to Jun 1, 2009 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••left Nov 20, 2012, registered Nov 16, 2012 (-4 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address