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Advisor at PRISM ADVISORS, INC.
STUDIO CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRISM ADVISORS, INC. | Independent wealth | Mar 31, 2017 | n/a | yes | STUDIO CITY, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 21, 2006 | May 2, 2017 | no | STUDIO CITY, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 11, 2005 | Jun 27, 2006 | no | WEST HOLLYWOOD, CA|WEST HOLLYWOOD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | PRISM ADVISORS, INC. | May 2, 2017 | Mar 31, 2017 | -32 | Firm change after gap | Wirehouse to new firm |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jun 27, 2006 | Jun 21, 2006 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:286474:CA:2017-05-02 | May 2, 2017 | Mar 31, 2017 | STUDIO CITY, CA | Firm change after gap |