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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

KEVIN LEE COFFEY

Advisor at LPL FINANCIAL LLC

ANGLETON, TX | TEXAS CITY, TX

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Search this name across graphsid dfx:ria:6f7ac45b-548b-577e-e3a1-9b54547c7567

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 8, 1999 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 9, 1980
First registration: Jan 8, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 707537

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 11, 2023	n/a	yes	ANGLETON, TX\|TEXAS CITY, TX	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 19, 2021	Dec 8, 2023	no	RICHMOND, TX\|HOUSTON, TX\|HOUSTON, TX\|PEARLAND, TX\|PEARLAND, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Mar 16, 2017	Aug 17, 2021	no	Montgomery, AL\|Montgomery, AL\|Houston, TX\|Pearland, TX	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 18, 2008	Feb 24, 2017	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|LEAGUE CITY, TX\|DALLAS, TX\|PEARLAND, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
OXFORD ADVISORS CORPORATION	n/a	Jan 8, 1999	Dec 31, 2002	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Dec 8, 2023	Dec 11, 2023	3	Firm change	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	PNC WEALTH MANAGEMENT	Aug 17, 2021	Aug 19, 2021	2	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Feb 24, 2017	Mar 16, 2017	20	Firm change	Other
OXFORD ADVISORS CORPORATION	MSI FINANCIAL SERVICES, INC.	Dec 31, 2002	Jan 18, 2008	1,844	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 11, 2023 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 19, 2021 to Dec 8, 2023factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Mar 16, 2017 to Aug 17, 2021factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 18, 2008 to Feb 24, 2017factForm ADV
→ OXFORD ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jan 8, 1999 to Dec 31, 2002factForm ADV

Dated events

Occurred
Dec 8, 2023
Advisor changed firm
Kevin Lee Coffey left Pnc Wealth Management for Lpl Financial Llc (registered 2023-12-11)
Form ADVobserved 4 days ago