DFX Intelligence

J••••• M•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••••• M•••••• A••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

DELRAY BEACH, FL | Boca Raton, FL

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Search this name across graphsid dfx:ria:6f827eab-a174-0df0-f95d-0b281b68c13c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 12, 2018	n/a	yes	Boca Raton, FL\|DELRAY BEACH, FL	Current employment
A••••••••• L•••	Other adviser	Feb 11, 2003	Mar 11, 2009	no	NEW YORK, NY\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 11, 2009	Jan 12, 2018	3,229	Firm change after gap	Other

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jan 12, 2018 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Feb 11, 2003 to Mar 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f827eab-a174-0df0-f95d-0b281b68c13c
First observed: Feb 11, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.