DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AWH FINANCIAL, LLC
BALA CYNWYD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AWH FINANCIAL, LLC | No RAUM reported | Mar 5, 2026 | n/a | yes | BALA CYNWYD, PA | Current employment |
| 4THOUGHT FINANCIAL GROUP INC. | Independent wealth | Oct 17, 2013 | Nov 12, 2015 | no | SYOSSET, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 18, 2012 | Sep 19, 2013 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 4THOUGHT FINANCIAL GROUP INC. | AWH FINANCIAL, LLC | Nov 12, 2015 | Mar 5, 2026 | 3,766 | Firm change after gap | Other |
| LPL FINANCIAL LLC | 4THOUGHT FINANCIAL GROUP INC. | Sep 19, 2013 | Oct 17, 2013 | 28 | Firm change | Other |